Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernardo? Claim Your ProfileBernardo Escobedo-diaz is a financial advisor at Charles Schwab & Co., Inc. based in Wayzata, Minnesota. Bernardo has been in the industry since 2013 and has a wide range of experience, having previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, and Wells Fargo Advisors. Bernardo is registered in 46 states, including Minnesota, where they are also registered as an investment advisor representative. Bernardo specializes in providing financial planning and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MN
07/21/2023 - Present
Charles Schwab & CO., Inc. (Wayzata MN)
MN
10/11/2019 - 07/10/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYZATA MN)
CA
07/02/2018 - 09/25/2019
MORGAN STANLEY (Pleasanton CA)
CA
01/01/2016 - 06/27/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN JOSE CA)
CA
04/09/2013 - 10/17/2014
WELLS FARGO ADVISORS, LLC (SAN LUIS OBISPO CA)
CA
02/15/2010 - 08/05/2011
CHASE INVESTMENT SERVICES CORP. (SANTA MARIA CA)
BOTH
Issued 01/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/12/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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