Unclaimed
Bernardo E. Guzman is a financial advisor at Bbva Securities Inc. Bernardo has been working in the financial industry since 2002. Bernardo is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in Florida, New York, Pennsylvania and Texas. Bernardo is a Series 7 and Series 63 license holder and holds the Securities Industry Essentials (SIE) Examination. Bernardo previously worked at Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/15/2023 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
07/02/2002 - 10/10/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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