Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Yang Kim is a financial advisor with Credit Agricole Securities (usa) Inc. located in New York, New York. Bernard has been in the industry since 2005. Bernard holds the following licenses: Series 7TO, SIE, Series 55 and Series 63. Bernard is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/17/2022 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
03/03/2008 - 09/03/2008
BROADPOINT CAPITAL, INC. (NEW YORK NY)
NY
08/27/2007 - 03/04/2008
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NY
11/10/2005 - 05/16/2007
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
BC
Issued 10/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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