Unclaimed
Bernard William Whall is a financial advisor with Vanguard Marketing Corp. based in CHARLOTTE, NC. Bernard is a Series 7TO, Series 63 and SIE licensed professional with over 2 years of experience in the industry. Bernard holds registrations in 53 states and the District of Columbia and is actively registered with FINRA and the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/23/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 03/11/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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