linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Bernard Sapato

Bofa Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Bernard? Claim Your Profile

About Bernard Sapato

Bernard Sapato is a financial professional registered with Bofa Securities, Inc. Bernard has been in the industry since 2014. Bernard is a registered representative and investment advisor representative. Previously, Bernard was employed at Deutsche Bank Securities Inc.. Bernard has passed the Series 99, Series 3 and the Securities Industry Essentials Examination. Bernard is licensed to provide investment advice in 9 states.

Firm Information

Bernard Sapato is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Bernard Sapato’s Registration & Firm History

NY

12/11/2019 - Present

Bofa Securities, Inc. (NEW YORK NY)

IL

12/11/2012 - 09/26/2018

DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)

Not sure if Bernard Sapato is right for you?

Licenses & Designations

BC

Issued 09/26/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2012

Series 99 - Operations Professional Examination

BC

Issued 11/30/2009

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bernard Sapato.
Not sure if Bernard Sapato is right for you?