Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Joseph has been in the financial services industry since 1992 and is currently registered with Wells Fargo Clearing Services, LLC. Bernard Joseph holds the Series 7, Series 63, and Series 65 licenses, along with the SIE exam. Bernard Joseph is a Certified Financial Planner and provides financial planning, investment consulting, and portfolio management services to a wide range of clients, including individuals, corporations, and charitable organizations. Bernard Joseph has previously worked at Raymond James & Associates, Inc. and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/07/2023 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
09/06/2016 - 08/08/2023
RAYMOND JAMES & ASSOCIATES, INC. (New York NY)
NY
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
01/20/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
05/02/1996 - 01/14/1998
BREAN MURRAY & CO., INC. (NEW YORK NY)
NY
10/09/1992 - 05/14/1996
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
IA
Issued 12/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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