Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Regis Theis is a financial advisor with over 40 years of experience in the industry. Bernard is currently registered with LPL Financial LLC and holds a variety of licenses and certifications, including Series 6, 7, 9, 10, 22, 31, 63, 65, 99TO, and SIE. Bernard has previously worked with firms such as Momentum Independent Network Inc., Oppenheimer & Co. Inc., RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, PaineWebber Incorporated, and Federated Securities Corp. Bernard provides a range of financial services, including financial planning, portfolio management for individuals and businesses, and educational seminars. Bernard is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/06/2024 - Present
LPL Financial LLC (Pittsburgh PA)
PA
11/15/2019 - 05/07/2024
MOMENTUM INDEPENDENT NETWORK INC. (Pittsburgh PA)
PA
07/29/2014 - 11/22/2019
OPPENHEIMER & CO. INC. (SEWICKLEY PA)
PA
03/13/2009 - 07/31/2014
RBC CAPITAL MARKETS, LLC (SEWICKLEY PA)
PA
10/04/1999 - 03/13/2009
FERRIS, BAKER WATTS, LLC (SEWICKLEY PA)
NJ
09/16/1985 - 10/11/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/09/1982 - 12/05/1984
FEDERATED SECURITIES CORP.
IA
Issued 03/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/23/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Bernard Theis is the right advisor for you? Invested Better is here to help.
