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Bernard Patrick Heffernon

Equitable Distributors, LLC

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About Bernard Patrick Heffernon

Bernard Patrick Heffernon is a financial advisor with Equitable Distributors, LLC. Bernard has been in the industry since March 30, 1994 and has a strong track record of success in helping clients achieve their financial goals. Bernard has a comprehensive understanding of the financial markets and is committed to providing personalized advice to each of his clients.

Firm Information

Bernard Heffernon is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bernard Heffernon’s Registration & Firm History

NC

02/03/2020 - Present

Equitable Distributors, LLC (Charlotte NC)

KS

01/28/2011 - 11/27/2017

VOYA FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)

KS

10/15/1993 - 01/31/2011

ING FINANCIAL ADVISERS, LLC (OVERLAND PARK KS)

CT

01/24/1992 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

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Licenses & Designations

BC

Issued 06/08/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/26/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/27/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/1999

Series 7 - General Securities Representative Examination

BC

Issued 01/22/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bernard Patrick Heffernon.
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