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Bernard Mitchell Wiemeler

SG Americas Securities, LLC

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About Bernard Mitchell Wiemeler

Bernard Wiemeler is a financial advisor with over 20 years of experience in the industry. Bernard currently works at SG Americas Securities, LLC, based in Chicago, Illinois. Bernard has previously worked at firms including Newedge USA, LLC, Newedge Financial Inc., and Dean Witter Reynolds Inc., all based in the United States. Bernard is registered in all 50 states and has passed multiple industry exams including the Series 3, 7, 24 and 63 exams as well as the SIE. Bernard holds a general securities principal license.

Firm Information

Bernard Wiemeler is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bernard Wiemeler’s Registration & Firm History

IL

01/02/2015 - Present

SG Americas Securities, LLC (CHICAGO IL)

IL

09/01/2008 - 01/02/2015

NEWEDGE USA, LLC (CHICAGO IL)

IL

01/01/1998 - 09/01/2008

NEWEDGE FINANCIAL INC. (CHICAGO IL)

NY

10/14/1997 - 12/18/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 09/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/1997

Series 7 - General Securities Representative Examination

BC

Issued 07/29/1996

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bernard Mitchell Wiemeler.
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