Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Michael Budd is a registered investment advisor with Wells Fargo Clearing Services, LLC. Bernard has been in the industry since 1996 and has been registered with Wells Fargo Clearing Services, LLC since 2013. Previously, Bernard worked with Wachovia Securities, LLC, Wachovia Securities, Inc., and Barnett Investments, Inc. Bernard's current registrations include a Series 66 and Series 63. Bernard also holds a Series 7 and a SIE. Bernard is located in Tarpon Springs, FL and has been a board member for Pinelake Homeowners Association, Inc. since 2022. Bernard specializes in investing and financial planning. Bernard provides services for high-net-worth individuals, corporations, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/16/2013 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
MO
06/15/2002 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/28/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
FL
02/13/1996 - 03/31/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BOTH
Issued 04/13/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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