Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Kaplan is an investment banking professional who has over 5 years of experience in the financial services industry. Bernard is currently registered with Bofa Securities, Inc. in California. Prior to that, Bernard worked at Deutsche Bank Securities Inc. in New York. Bernard holds the Series 79TO, SIE, and Series 79 licenses. Bernard has a strong background in investment banking and is committed to providing clients with high-quality investment advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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CA
11/01/2022 - Present
Bofa Securities, Inc. (LOS ANGELES CA)
NY
09/14/2013 - 09/13/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 11/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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