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Bernard Jun Tong

Charles Schwab & CO., Inc.

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About Bernard Jun Tong

Bernard Tong is a financial advisor at Charles Schwab & Co., Inc. Bernard has been in the financial services industry since 2007 and is registered to provide investment advice in 25 states. Bernard has a wide range of experience in the industry, having previously worked at Fidelity Brokerage Services LLC and Chase Investment Services Corp. Bernard is a licensed securities representative and holds the Series 6, 7, 63 and 65 securities licenses. Bernard Tong specializes in financial planning and portfolio management, and can help individuals and families meet their financial goals.

Firm Information

Bernard Tong is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Bernard Tong’s Registration & Firm History

CA

02/05/2021 - Present

Charles Schwab & CO., Inc. (San Francisco CA)

CA

03/23/2011 - 10/03/2018

FIDELITY BROKERAGE SERVICES LLC (SUNNYVALE CA)

CA

09/29/2009 - 11/22/2010

CHASE INVESTMENT SERVICES CORP. (SAN FRANCISCO CA)

CA

07/04/2007 - 02/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (CONCORD CA)

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Licenses & Designations

IA

Issued 11/05/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/01/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2011

Series 7 - General Securities Representative Examination

BC

Issued 07/03/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bernard Jun Tong.
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