linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Bernard Joseph Kavanagh

Equitycompass Investment Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Bernard? Claim Your Profile

About Bernard Joseph Kavanagh

Bernard Joseph Kavanagh is an Investment Advisor Representative registered with Equitycompass Investment Management, LLC in Baltimore, MD. Bernard Kavanagh has been in the securities industry for 24 years and has been associated with Equitycompass Investment Management, LLC for 10 years.

Firm Information

Bernard Kavanagh is currently registered with Equitycompass Investment Management, LLC. Equitycompass Investment Management, LLC is a Baltimore, MD-based investment advisory firm with approximately $179 million in regulatory assets under management. The firm provides portfolio management services to individuals, investment companies, and businesses. Equitycompass also participates in wrap fee programs.
Equitycompass Investment Management, LLC

ONE SOUTH STREET

BALTIMORE, MD 21202

$179.47M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Bernard Kavanagh’s Registration & Firm History

MD

01/06/2012 - Present

Equitycompass Investment Management, LLC (BALTIMORE MD)

MD

12/01/2005 - 01/03/2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED (BALTIMORE MD)

MD

12/20/2000 - 12/01/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

MD

12/01/1997 - 05/08/2000

T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)

MN

02/07/1995 - 05/16/1995

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

02/07/1995 - 05/16/1995

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Bernard Joseph Kavanagh is right for you?

Licenses & Designations

IA

Issued 10/06/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/23/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bernard Joseph Kavanagh.
Not sure if Bernard Joseph Kavanagh is right for you?