Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Haselhorst is a financial advisor with over 20 years of experience. Bernard has a proven track record of success in the financial services industry, having worked at Raymond James & Associates, Inc. since 2018 and previously at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bernard offers a wide range of financial services to individuals, corporations, and other businesses. Bernard holds a Series 7 and Series 66 license as well as the Securities Industry Essentials (SIE) exam. Bernard is registered in 27 states and is licensed as an investment advisor in 3 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/08/2018 - Present
Raymond James & Associates, Inc. (ST LOUIS MO)
MO
01/16/2009 - 09/11/2018
UBS FINANCIAL SERVICES INC. (ST. LOUIS MO)
MO
08/08/2000 - 01/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
BOTH
Issued 08/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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