Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Fasciano is a financial advisor with UBS Financial Services Inc. Bernard has been in the financial services industry since 1999. Bernard has Series 66, 65, 10, 9, 7, 31, and SIE licenses. Bernard is registered to provide financial advice in 17 states. Bernard has experience with high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, pension and profit-sharing plans, insurance companies, state or municipal government entities, and other types of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
04/14/2014 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NJ
06/01/2009 - 04/14/2014
MORGAN STANLEY (RIDGEWOOD NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NJ
02/24/1999 - 04/02/2007
MORGAN STANLEY DW INC. (PARAMUS NJ)
BOTH
Issued 03/05/1999
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/24/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/13/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 02/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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