Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Davis is a financial advisor with over 30 years of experience in the industry. He is currently registered with Tiaa-cref Individual & Institutional Services, LLC and has been with the firm since May 2006. Bernard Davis is licensed to provide financial advice in 52 states and Puerto Rico. He specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations. His areas of expertise include portfolio management, financial planning, and selection of other advisors. Bernard Davis is a Registered Representative (Series 6, 7, 8, 9, 10, 63 and 65), and holds a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
08/08/2006 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
07/21/1995 - 05/23/2006
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
RI
06/07/1993 - 07/06/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 08/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/16/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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