Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Eng is a financial professional with over 15 years of experience in the industry. Bernard is currently registered with Nuveen Securities, LLC and is licensed in 53 states and the District of Columbia. Prior to joining Nuveen Securities, LLC, Bernard worked at Sanford C. Bernstein & Co., LLC, Russell Financial Services, Inc., Part of Russell Investments, and AllianceBernstein Investments, Inc. Bernard holds the Series 6, 7, 24 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/27/2017 - Present
Nuveen Securities, LLC (CHICAGO IL)
NY
05/04/2016 - 11/22/2017
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
08/25/2011 - 04/07/2016
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (NEW YORK NY)
NY
08/14/2006 - 08/12/2011
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
BC
Issued 12/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Bernard Eng is the right advisor for you? Invested Better is here to help.
