Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Henry Ward is a financial professional with over 25 years of experience in the industry. Bernard currently works at Mischler Financial Group, Inc. in Stamford, CT. Bernard is registered with FINRA and the state of Connecticut. Bernard holds the Series 7, 63, 72, and SIE licenses. Bernard has a proven track record of success in providing financial advice and investment services to individuals and families. Bernard is committed to providing his clients with personalized service and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/20/2020 - Present
Mischler Financial Group, Inc. (STAMFORD CT)
NJ
07/02/2020 - 10/16/2020
R. SEELAUS & CO., LLC (Chatham NJ)
PA
06/26/2018 - 06/16/2020
BANCROFT CAPITAL, LLC (FORT WASHINGTON PA)
NY
09/26/2011 - 06/20/2018
DREXEL HAMILTON, LLC (NEW YORK NY)
NY
03/18/2011 - 09/21/2011
THE PRINCERIDGE GROUP LLC (NEW YORK NY)
PA
10/04/2010 - 02/16/2011
ADVISORS ASSET MANAGEMENT, INC. (CONSHOHOCKEN PA)
PA
10/16/2007 - 10/04/2010
OPPENHEIMER & CO. INC. (PHILADELPHIA PA)
PA
12/17/2004 - 10/17/2007
FERRIS, BAKER WATTS INCORPORATED (WAYNE PA)
NJ
11/08/2004 - 12/17/2004
INTERCAPITAL SECURITIES LLC (JERSEY CITY NJ)
PA
01/16/2004 - 11/11/2004
STARBOARD CAPITAL MARKETS, LLC (PHILADELPHIA PA)
PA
02/05/2003 - 12/18/2003
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
MD
03/18/2002 - 02/20/2003
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
PA
06/20/2000 - 03/21/2002
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
09/07/1999 - 06/13/2000
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
MO
04/24/1998 - 09/02/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/03/1997 - 04/27/1998
FAHNESTOCK & CO., INC. (NEW YORK NY)
TX
09/27/1996 - 10/08/1997
SHAY FINANCIAL SERVICES CO. (IRVING TX)
NA
09/27/1996 - 10/08/1997
SHAY GOVERNMENT SECURITIES CO.
IA
Issued 05/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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