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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Harold Ascher is a financial advisor with UBS Financial Services Inc. based in NEW YORK, NY. Bernard Harold Ascher has been in the financial services industry since November 13, 1983 and has a wealth of experience working with a variety of clients including individuals, corporations, high-net-worth individuals, charitable organizations and pension and profit-sharing plans. Prior to joining UBS Financial Services Inc., Bernard Harold Ascher worked at CITIGROUP GLOBAL MARKETS INC. and LEHMAN BROTHERS INC. Bernard Harold Ascher holds several licenses and registrations including Series 7, Series 63, Series 65 and SIE. Bernard Harold Ascher is also a founder and president of a professional networking group, Navigators Group, which supports client needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/13/2009 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
07/31/1993 - 12/17/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/14/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 06/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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