Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Fred Adam is a financial advisor with Cetera Investment Advisers LLC in Houston, Texas. Bernard has been in the financial services industry for over 30 years. Bernard has a wide range of experience in the industry and is registered to provide financial advice in several states. Bernard is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (Houston TX)
TX
01/28/2013 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Spring TX)
TX
09/17/2010 - 02/05/2013
LINCOLN FINANCIAL SECURITIES CORPORATION (HOUSTON TX)
TX
03/05/2007 - 09/09/2010
SAMMONS SECURITIES COMPANY, LLC (CYPRESS TX)
CO
08/13/2003 - 01/03/2007
THE LEADERS GROUP, INC. (LITTLETON CO)
TX
10/01/2004 - 11/29/2005
JEFFERSON PILOT SECURITIES CORPORATION (CYPRESS TX)
CA
10/10/2002 - 09/18/2003
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CO
05/01/2001 - 10/10/2002
THE LEADERS GROUP, INC. (LITTLETON CO)
TX
11/12/1996 - 08/13/1997
DOMINION CAPITAL CORPORATION (DALLAS TX)
NJ
08/18/1993 - 11/07/1994
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
MA
08/27/1992 - 08/03/1993
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NJ
11/04/1991 - 08/03/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/04/1991 - 08/03/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
07/12/1990 - 10/10/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
MA
06/23/1989 - 06/26/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/23/1989 - 06/26/1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
03/31/1987 - 06/12/1989
SMA EQUITIES, INC. (WORCESTER MA)
IA
Issued 5/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/3/2007
Series 7 - General Securities Representative Examination
BC
Issued 4/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Bernard Adam is the right advisor for you? Invested Better is here to help.
