Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Adam is an investment advisor representative with Cetera Investment Advisers LLC. Bernard has over 29 years of experience in the securities industry. Bernard has been registered with the Securities and Exchange Commission since 1991 and holds Series 6, 7, 63, and 65 licenses. Bernard has held previous registrations with VOYA FINANCIAL ADVISORS, INC., LINCOLN FINANCIAL SECURITIES CORPORATION, SAMMONS SECURITIES COMPANY, LLC, THE LEADERS GROUP, INC., JEFFERSON PILOT SECURITIES CORPORATION, TOWER SQUARE SECURITIES, INC., DOMINION CAPITAL CORPORATION, FIRST MONTAUK SECURITIES CORP., ALLMERICA INVESTMENTS, INC., PRUCO SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, MUTUAL BENEFIT FINANCIAL SERVICE COMPANY, JOHN HANCOCK DISTRIBUTORS, INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, and SMA EQUITIES, INC.. Bernard has a strong track record of providing financial advice to a wide range of clients, including individuals, families, businesses, and retirement plans. Bernard is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (Spring TX)
TX
01/28/2013 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Spring TX)
TX
09/17/2010 - 02/05/2013
LINCOLN FINANCIAL SECURITIES CORPORATION (HOUSTON TX)
TX
03/05/2007 - 09/09/2010
SAMMONS SECURITIES COMPANY, LLC (CYPRESS TX)
CO
08/13/2003 - 01/03/2007
THE LEADERS GROUP, INC. (LITTLETON CO)
TX
10/01/2004 - 11/29/2005
JEFFERSON PILOT SECURITIES CORPORATION (CYPRESS TX)
CA
10/10/2002 - 09/18/2003
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CO
05/01/2001 - 10/10/2002
THE LEADERS GROUP, INC. (LITTLETON CO)
TX
11/12/1996 - 08/13/1997
DOMINION CAPITAL CORPORATION (DALLAS TX)
NJ
08/18/1993 - 11/07/1994
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
MA
08/27/1992 - 08/03/1993
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NJ
11/04/1991 - 08/03/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/04/1991 - 08/03/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
07/12/1990 - 10/10/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
MA
06/23/1989 - 06/26/1990
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
06/23/1989 - 06/26/1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
03/31/1987 - 06/12/1989
SMA EQUITIES, INC. (WORCESTER MA)
IA
Issued 05/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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