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Bernard Francis Ryan

DWS Distributors, Inc.

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About Bernard Francis Ryan

Bernard Francis Ryan is a financial professional with over two decades of experience in the industry. Bernard Ryan is currently registered with DWS Distributors, Inc. Prior to joining DWS Distributors, Inc., Bernard Ryan worked with DEAM INVESTOR SERVICES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Bernard Ryan holds Series 66, Series 24, SIE, and Series 7 licenses.

Firm Information

Bernard Ryan is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bernard Ryan’s Registration & Firm History

MA

05/31/2011 - Present

DWS Distributors, Inc. (BOSTON MA)

MA

09/13/2007 - 05/31/2011

DEAM INVESTOR SERVICES, INC. (BOSTON MA)

MA

09/07/2005 - 05/02/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)

NY

10/22/2002 - 09/21/2004

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/28/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/16/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bernard Francis Ryan.
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