Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Norton is a financial professional with over 15 years of experience in the industry. Bernard is currently registered with Brookfield Oaktree Wealth Solutions LLC. Bernard has held previous positions with Quasar Distributors, LLC, Brookfield Private Advisors LLC, BMO Investment Distributors, LLC, Pacific Current Group, ALPS Distributors, INC., and Janus Distributors LLC. Bernard is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
12/22/2021 - Present
Brookfield Oaktree Wealth Solutions LLC (Chicago IL)
ME
02/07/2019 - 12/31/2021
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
IL
02/06/2019 - 12/22/2021
BROOKFIELD PRIVATE ADVISORS LLC (Chicago IL)
CO
12/17/2015 - 01/16/2019
BMO INVESTMENT DISTRIBUTORS, LLC (BOULDER CO)
CO
01/03/2012 - 12/16/2015
PACIFIC CURRENT GROUP (DENVER CO)
CO
07/14/2011 - 08/30/2012
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
12/15/2006 - 05/16/2011
JANUS DISTRIBUTORS LLC (DENVER CO)
BC
Issued 09/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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