Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Eugene Rosen is a financial advisor who has been working in the industry since 1975. He has a wide range of experience in different financial areas. Bernard Eugene Rosen currently works for TLG Advisors, Inc. and is registered as an Investment Advisor Representative. He is also registered in Georgia, California, and Oregon. His previous experience includes working for MML Investors Services, LLC, The Leaders Group, Inc., NYLIFE Securities LLC, BG Worldwide Securities, Inc., and other companies. Bernard Eugene Rosen holds various licenses and designations, including Series 7, Series 26, and Series 65. He is also a Chartered Financial Consultant. Bernard Eugene Rosen is committed to providing his clients with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
12/15/2022 - Present
TLG Advisors, Inc. (LITTLETON CO)
VA
08/10/2017 - 01/12/2018
MML INVESTORS SERVICES, LLC (GREAT FALLS VA)
CO
11/03/2014 - 06/16/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
VA
12/07/2004 - 11/13/2014
NYLIFE SECURITIES LLC (GREAT FALLS VA)
CA
11/18/2002 - 11/12/2004
BG WORLDWIDE SECURITIES, INC. (WESTLAKE VILLAGE CA)
MA
04/19/1999 - 12/31/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
06/29/1993 - 03/04/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
12/16/1991 - 04/12/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/16/1991 - 04/12/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
01/31/1989 - 11/13/1991
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
05/16/1988 - 01/06/1989
CRANE & CO. SECURITIES INCORPORATED
NA
06/27/1987 - 09/28/1988
EQUICO SECURITIES, INC.
NA
05/29/1987 - 09/28/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
06/21/1983 - 05/20/1987
SMA EQUITIES, INC.
NA
05/16/1978 - 05/04/1983
PHOENIX EQUITY PLANNING CORPORATION
NA
12/08/1975 - 07/22/1977
DERAND INVESTMENT CORPORATION OF AMERICA
NA
04/09/1975 - 01/30/1977
PHOENIX EQUITY PLANNING CORPORATION
IA
Issued 05/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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