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Bernard Eugene Dorsey

Securities Management & Research, Inc.

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About Bernard Eugene Dorsey

Bernard Eugene Dorsey has been in the securities industry since November 1996. Bernard is currently registered with Securities Management & Research, Inc. in Eugene, Oregon. He has a Series 6, Series 63, and SIE license. He is registered in four states, including Ohio, Oregon, Washington, and West Virginia.

Firm Information

Bernard Dorsey is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bernard Dorsey’s Registration & Firm History

OR

11/15/1996 - Present

Securities Management & Research, Inc. (EUGENE OR)

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Licenses & Designations

BC

Issued 11/14/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bernard Eugene Dorsey.
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