Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Edward Reidy, Jr. is an active Registered Representative and Investment Advisor Representative. Bernard is a veteran of the financial services industry, beginning his career in 2005. Bernard is currently affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. and is registered in Connecticut and New York. Bernard is also affiliated with CommonFund Securities, Inc. and Mercantile Investment Services, Inc. Bernard has a strong background in securities, futures, and investment advisory services. He has passed the Series 3, 7, 10, 24, 31, 63, 65, and 66 exams and is a licensed securities principal. Bernard specializes in providing investment advice to individuals, corporations, and institutions. He is also an active member of the community, serving on the board of directors for the St. Patrick’s Day Parade Foundation NYC and the Advisory Board Member of Immaculate High School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/26/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTPORT CT)
CT
07/11/2007 - 09/30/2015
COMMONFUND SECURITIES, INC. (WILTON CT)
MD
06/06/2005 - 07/06/2007
MERCANTILE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 04/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/28/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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