Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Ownby is a financial advisor with over 30 years of experience in the industry. Bernard is currently registered with UBS Financial Services Inc. in Tennessee and has previously held positions with firms such as TD Ameritrade, Inc. and Charles Schwab & Co., Inc. Bernard is a highly experienced financial advisor specializing in portfolio management for individuals and businesses. He is also a certified financial planner, providing comprehensive financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
10/29/2015 - Present
UBS Financial Services Inc. (NASHVILLE TN)
TN
01/30/2013 - 06/19/2015
SCOTTRADE, INC. (NASHVILLE TN)
TN
09/19/2002 - 02/21/2012
TD AMERITRADE, INC. (BRENTWOOD TN)
GA
10/09/2001 - 09/24/2002
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NE
05/17/2000 - 08/22/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TN
04/07/1999 - 10/18/1999
PFIC SECURITIES CORPORATION (FRANKLIN TN)
TX
02/01/1990 - 02/23/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
03/10/1989 - 06/15/1989
HOME LIFE INSURANCE COMPANY
NA
03/10/1989 - 06/15/1989
W. S. GRIFFITH & CO., INC.
NA
03/24/1988 - 05/04/1988
AMERISTAR CAPITAL MARKETS, INC.
NA
11/25/1987 - 03/23/1988
TRUSTMARK INVESTMENTS, INC.
BOTH
Issued 10/29/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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