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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Nugent is a financial advisor registered with Trust Advisory Group Ltd. Bernard Nugent is a licensed broker in the United States, and his professional experience spans over 30 years. Bernard Nugent has extensive experience in investment management, with a focus on individual clients and pension and profit-sharing plans. Bernard Nugent has been registered with the Securities and Exchange Commission (SEC) since 1984. Bernard Nugent is also registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Investment Industry Regulatory Organization of Canada (IIROC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
10/13/2023 - Present
Trust Advisory Group Ltd. (BIRMINGHAM AL)
MA
05/29/2003 - 02/24/2010
DELTA EQUITY SERVICES CORPORATION (YARMOUTH PORT MA)
FL
11/13/1997 - 06/03/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
09/17/1992 - 11/18/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
06/03/1988 - 09/18/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/19/1986 - 07/08/1988
SHEARSON LEHMAN HUTTON INC.
NA
07/20/1984 - 01/22/1986
PRUCO SECURITIES CORPORATION
BOTH
Issued 10/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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