Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Ringer is a financial advisor with over 25 years of experience in the industry. Bernard is currently registered with LPL Financial LLC and has been with the firm since April 2018. Prior to joining LPL, Bernard worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated for almost 20 years. Bernard has a wide range of experience and holds several licenses and certifications, including the Series 3, Series 7, Series 63, and Series 65. Bernard is registered with the Securities and Exchange Commission (SEC) and holds an active Investment Adviser Representative (IAR) license in Arizona, California, and Texas. Bernard is a Registered Representative (RR) and has been registered in 31 states in the U.S.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
10/25/2018 - Present
LPL Financial LLC (SCOTTSDALE AZ)
CA
09/22/1998 - 05/25/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
IL
05/19/1997 - 09/24/1998
ROSENTHAL COLLINS SECURITIES, L.L.C (CHICAGO IL)
IA
Issued 06/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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