Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard B. Kavanagh is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Bernard has been in the industry since February 1993 and has extensive experience serving clients in a variety of sectors, including high-net-worth individuals, corporations, and pension plans. Bernard holds several industry certifications, including Series 7, Series 9, Series 10, Series 31, and Series 63 and 65 licenses. Bernard specializes in providing a comprehensive range of investment advisory services including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/18/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ANDOVER MA)
IA
Issued 11/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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