Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Unger is a financial advisor at LPL Financial LLC. Bernard has been working in the financial services industry since 1993. Prior to joining LPL, Bernard was a financial advisor at Sigma Financial Corporation, Pruco Securities, LLC., Next Financial Group, Inc., and Hazard & Siegel, Inc. Bernard specializes in a variety of financial services including portfolio management for individuals and businesses, financial planning, pension consulting and education seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/30/2023 - Present
LPL Financial LLC (GETZVILLE NY)
NY
07/16/2021 - 05/30/2023
SIGMA FINANCIAL CORPORATION (Getzville NY)
NY
04/26/2018 - 07/22/2021
PRUCO SECURITIES, LLC. (Grand Island NY)
NY
07/10/2017 - 04/24/2018
NEXT FINANCIAL GROUP, INC. (WILLIAMSVILLE NY)
NY
10/23/2014 - 07/31/2017
PRUCO SECURITIES, LLC. (Clarence NY)
NY
01/02/2014 - 10/23/2014
HAZARD & SIEGEL, INC. (CHEEKTOWAGA NY)
NY
09/18/2012 - 01/27/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (GRAND ISLAND NY)
NY
08/09/2012 - 09/28/2012
HORNOR, TOWNSEND & KENT, INC. (GRAND ISLAND NY)
NY
08/17/1993 - 09/30/2010
SECURITIES SERVICE NETWORK, INC. (CHEEKTOWAGA NY)
NE
08/03/1992 - 09/24/1993
SECURITIES AMERICA, INC. (LAVISTA NE)
IA
Issued 11/02/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1995
Series 4 - Registered Options Principal Examination
BC
Issued 09/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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