Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernard? Claim Your ProfileBernard Alexander Rawlins is an investment advisor representative. Bernard is currently registered with Neuberger Berman BD LLC. Bernard has been in the industry since June 2022 and holds the SIE, Series 7TO and Series 66 licenses. Bernard has a bachelor's degree in political science from Colgate University. Bernard has previous experience at Warburg Pincus LLC, Hogan Lovells US LLP and Neuberger Berman Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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NY
08/31/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 08/31/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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