Unclaimed
Bernard Cuadra is an active advisor associated with Cowen AND Co. Bernard has two product exams, the Series 99 and the Securities Industry Essentials Examination. Bernard was previously employed with COWEN PRIME SERVICES LLC. Bernard has been in the industry since August 17, 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/10/2021 - Present
Cowen AND Co. (NEW YORK NY)
NY
08/18/2015 - 01/04/2022
COWEN PRIME SERVICES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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