Unclaimed
Bernadette Westbrook is a financial advisor with over 8 years of experience in the financial services industry. Bernadette is registered with Cetera Advisor Networks LLC in Clifton Park, NY. Bernadette has passed the Series 6, Series 63 and Series 6TO exams as well as the Securities Industry Essentials Exam. Prior to joining Cetera Advisor Networks LLC, Bernadette worked at C. L. King & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/13/2019 - Present
Cetera Advisor Networks LLC (CLIFTON PARK NY)
NY
02/20/2012 - 11/05/2015
C. L. KING & ASSOCIATES, INC. (ALBANY NY)
BC
Issued 08/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/05/2015
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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