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Bernadette Westbrook

Cetera Advisor Networks LLC

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About Bernadette Westbrook

Bernadette Westbrook is a financial advisor with over 8 years of experience in the financial services industry. Bernadette is registered with Cetera Advisor Networks LLC in Clifton Park, NY. Bernadette has passed the Series 6, Series 63 and Series 6TO exams as well as the Securities Industry Essentials Exam. Prior to joining Cetera Advisor Networks LLC, Bernadette worked at C. L. King & Associates, Inc.

Firm Information

Bernadette Westbrook is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bernadette Westbrook’s Registration & Firm History

NY

05/13/2019 - Present

Cetera Advisor Networks LLC (CLIFTON PARK NY)

NY

02/20/2012 - 11/05/2015

C. L. KING & ASSOCIATES, INC. (ALBANY NY)

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Licenses & Designations

BC

Issued 08/31/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/05/2015

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bernadette Westbrook.
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