Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernadette? Claim Your ProfileBernadette Therese Lanser is a financial advisor with UBS Financial Services Inc. Bernadette Lanser has been in the financial industry since 1992. She has held previous roles with Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Bernadette Lanser holds the Series 63, Series 7 and SIE licenses and is registered with the following states: Arizona, Arkansas, Colorado, Delaware, Florida, Georgia, Illinois, Massachusetts, Minnesota, New York, North Carolina, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Bernadette Lanser provides a wide range of financial advisory services to individuals, businesses, high-net-worth individuals, corporations, charitable organizations, pension plans, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WI
08/06/2013 - Present
UBS Financial Services Inc. (Brookfield WI)
WI
06/01/2009 - 08/28/2013
MORGAN STANLEY (MILWAUKEE WI)
WI
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MILWAUKEE WI)
NY
09/25/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/18/1992 - 09/29/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bernadette Lanser is the right advisor for you? Invested Better is here to help.
