Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernadette? Claim Your ProfileBernadette Gapusan-neuschwanger is an active financial advisor with over 38 years of experience in the industry. Bernadette currently works with RBC Capital Markets, LLC and has previously worked at other firms including MORGAN STANLEY, WACHOVIA SECURITIES FINANCIAL NETWORK, LLC, DEUTSCHE BANK SECURITIES INC., DB ALEX. BROWN LLC, J.P. MORGAN SECURITIES INC., CS FIRST BOSTON CORPORATION, and WEDBUSH MORGAN SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/26/2022 - Present
RBC Capital Markets, LLC (Los Angeles CA)
CA
03/24/2022 - 05/13/2022
MORGAN STANLEY (Beverly Hills CA)
CA
01/26/2006 - 02/18/2022
RBC CAPITAL MARKETS, LLC (Los Angeles CA)
CA
11/09/2005 - 01/24/2006
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (SHERMAN OAKS CA)
NY
01/13/2001 - 11/21/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
06/15/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
06/04/1996 - 06/16/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/04/1992 - 06/06/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
CA
02/21/1985 - 02/18/1992
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
IA
Issued 06/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/1988
Series 24 - General Securities Principal Examination
BC
Issued 06/20/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/03/1985
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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