Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernadette? Claim Your ProfileBernadette Herzog is a financial advisor in NORTH MANKATO, MN. Bernadette has been working in the financial industry since 2000 and is currently registered with Cetera Investment Advisers LLC. Bernadette has worked for other financial institutions in the past including AXA ADVISORS, LLC. Bernadette is licensed in Minnesota and has licenses for both Broker-Dealer and Investment Adviser. Bernadette holds Series 6, 7, 63 and 65 licenses. Bernadette's main focus is on providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (NORTH MANKATO MN)
MN
09/20/2000 - 03/28/2011
AXA ADVISORS, LLC (NORTH MANKATO MN)
IA
Issued 11/04/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Bernadette Herzog is the right advisor for you? Invested Better is here to help.
