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Bernadette Cordero-benson

Neuberger Berman BD LLC

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About Bernadette Cordero-benson

Bernadette Cordero-benson is a registered representative with Neuberger Berman BD LLC and has been in the industry since July 4, 2014. Bernadette is a Series 66, Series 63, Series 9, Series 10, Series 7TO, Series 99TO, and Series 7 registered representative. Prior to joining Neuberger Berman BD LLC, Bernadette was a registered representative with Sanford C. Bernstein & Co., LLC and J.P. Morgan Securities LLC. Bernadette is registered in 53 states, including New York, where she is also a registered investment advisor.

Firm Information

Bernadette Cordero-benson is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bernadette Cordero-benson’s Registration & Firm History

NY

12/11/2023 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

08/08/2022 - 02/28/2023

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

05/25/2016 - 11/10/2020

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/17/2004 - 06/05/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/11/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/20/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/25/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/13/2022

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bernadette Cordero-benson.
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