Unclaimed
Berfin Uludogan is a registered representative with Rothschild & Co. US Inc. in New York, NY. Berfin has been in the industry since 2017 and holds the Series 63, Series 79, and SIE licenses. Berfin was previously employed at Wells Fargo Securities, LLC in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/24/2018 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NC
07/31/2017 - 06/15/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 08/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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