Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bentley? Claim Your ProfileBentley Lok is a financial advisor with Janney Montgomery Scott LLC, based in New York, NY. Bentley has been in the industry since 2013 and has held previous positions at HILLTOP SECURITIES INC., NATIONAL ALLIANCE SECURITIES, LLC, and UBS FINANCIAL SERVICES INC. Bentley is licensed in multiple states including California, New York, and Virginia and holds licenses Series 63, SIE, and Series 7. Bentley specializes in providing financial planning, pension consulting, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
06/04/2019 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
NY
10/31/2016 - 05/22/2019
HILLTOP SECURITIES INC. (NEW YORK NY)
NY
10/08/2013 - 10/31/2016
NATIONAL ALLIANCE SECURITIES, LLC (NEW YORK NY)
NJ
01/01/2013 - 02/01/2013
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
BC
Issued 10/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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