Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benson? Claim Your ProfileBenson Tieu Lien is a financial advisor with Wedbush Securities Inc. Benson has been in the financial services industry since 2001 and has a wide range of experience, including working with high net worth individuals, corporations, and charitable organizations. Benson is registered with FINRA as a general securities representative and a principal. Benson also holds several other licenses and certifications, including Series 63, Series 7, Series 10, Series 9, Series 24, Series 55, Series 57TO, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/16/2003 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
MA
04/18/2002 - 11/01/2002
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
CA
06/06/2000 - 06/07/2002
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
BC
Issued 06/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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