Unclaimed
Benson Nwauzor is a financial professional with over 20 years of experience in the industry. Benson currently works as a registered representative for Tiaa-Cref Individual & Institutional Services, LLC, and is licensed to provide investment advice and securities services in all 50 states. Previously, Benson held positions with Fidelity Brokerage Services LLC and Banc of America Investment Services, Inc. Benson holds a Series 63, Series 7, Series 6, and Series 7TO license, as well as the SIE exam certification. Benson specializes in providing investment advice and financial planning services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
04/20/2011 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
RI
05/24/2001 - 03/08/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
05/31/2000 - 05/11/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 04/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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