Unclaimed
Benoit Autier is a financial professional with over 12 years of experience in the industry. Benoit is currently registered with Alps Distributors, Inc. and has previously been registered with Foreside Fund Services, LLC. Benoit is licensed to sell securities in all 50 states and is a Series 7, Series 24, and Series 63 licensed professional. Benoit is also a Series 3 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2021 - Present
Alps Distributors, Inc. (New York NY)
NY
02/23/2017 - 12/31/2020
FORESIDE FUND SERVICES, LLC (NEW YORK NY)
NY
11/25/2015 - 10/04/2016
FORESIDE FUND SERVICES, LLC (New York NY)
NY
06/12/2009 - 10/02/2015
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
BC
Issued 06/18/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2017
Series 3 - National Commodity Futures Examination
BC
Issued 06/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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