Unclaimed
Benny Wing pan Wong is a registered representative with Cetera Investment Services LLC in PASADENA, California. Benny has been in the securities industry since 2015. Benny holds the Series 6 and Series 63 licenses. Benny has experience with GLOBALINK SECURITIES, INC., NI ADVISORS, and HSBC SECURITIES (USA) INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/01/2022 - Present
Cetera Investment Services LLC (PASADENA CA)
CA
06/22/2020 - 04/26/2022
GLOBALINK SECURITIES, INC. (Monrovia CA)
CA
11/06/2017 - 11/05/2018
NI ADVISORS (MILPITAS CA)
CA
07/20/2012 - 06/30/2016
HSBC SECURITIES (USA) INC. (WALNUT CA)
BC
Issued 08/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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