Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bennett? Claim Your ProfileBennett Smedes Rose iii is a financial advisor who has been in the industry since 1995. Bennett currently works for Citigroup Global Markets Inc. Bennett has previously worked for EVERCORE GROUP L.L.C., KEEFE, BRUYETTE & WOODS, INC., CALYON SECURITIES (USA) INC, J.P. MORGAN SECURITIES INC., ROBERTSON STEPHENS, INC., BANCAMERICA ROBERTSON STEPHENS, SMITH BARNEY INC., and GERARD KLAUER MATTISON & CO.,L.L.C.. Bennett holds several licenses including Series 7, Series 86, Series 87, and Series 63. Bennett is registered with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/05/2014 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
04/02/2013 - 11/26/2014
EVERCORE GROUP L.L.C. (New York NY)
NY
07/16/2007 - 01/09/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
04/19/2005 - 07/23/2007
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
04/11/2002 - 04/12/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
09/01/1998 - 03/22/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
01/06/1998 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
NY
02/10/1997 - 12/19/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
12/23/1994 - 11/20/1996
GERARD KLAUER MATTISON & CO.,L.L.C. (NEW YORK NY)
BC
Issued 01/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/22/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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