Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bennett? Claim Your ProfileBennett Berman is a financial professional with over 40 years of experience in the financial services industry. Bennett has a deep understanding of investment strategies and is committed to helping clients achieve their financial goals. Bennett is currently registered with The Pinnacle Financial Group, a firm headquartered in Rockville Centre, NY. Prior to joining The Pinnacle Financial Group, Bennett worked with UBS Financial Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Prudential Securities Incorporated, Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Financial planning
1
2
FL
08/17/2021 - Present
THE Pinnacle Financial Group (THE VILLAGES FL)
MA
03/25/2011 - 04/07/2020
UBS FINANCIAL SERVICES INC. (NEW MARLBOROUGH MA)
NY
06/01/2009 - 04/11/2011
MORGAN STANLEY SMITH BARNEY (HAUPPAUGE NY)
NY
09/28/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HAUPPAUGE NY)
NY
09/19/1990 - 09/27/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/18/1983 - 10/10/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/26/1978 - 08/01/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/13/1973 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 02/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/15/1980
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/14/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 04/11/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Bennett Berman is the right advisor for you? Invested Better is here to help.
