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Bennett Finn Monson

Lazard Freres & Co. LLC

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About Bennett Finn Monson

Bennett Finn Monson is a financial advisor registered with Lazard Freres & Co. LLC and is based in CHARLOTTE, NC. Bennett Monson has been in the industry since 2005 and has been registered with Lazard Freres & Co. LLC since March 31, 2022. Prior to joining Lazard Freres & Co. LLC, Bennett Monson worked at LAZARD MIDDLE MARKET LLC, WELLS FARGO SECURITIES, LLC, REYNOLDS ADVISORY PARTNERS,LLC, EVERCORE GROUP L.L.C. and PIPER JAFFRAY & CO. Bennett Monson has passed the Series 63, Series 24, Series 79TO, SIE, and Series 7 exams.

Firm Information

Bennett Monson is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bennett Monson’s Registration & Firm History

NC

03/31/2022 - Present

Lazard Freres & Co. LLC (CHARLOTTE NC)

NC

08/15/2019 - 03/31/2022

LAZARD MIDDLE MARKET LLC (CHARLOTTE NC)

NC

01/21/2011 - 08/02/2019

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

CO

04/19/2010 - 01/28/2011

REYNOLDS ADVISORY PARTNERS,LLC (DENVER CO)

CA

08/13/2007 - 07/30/2009

EVERCORE GROUP L.L.C. (SAN FRANCISCO CA)

CA

07/18/2005 - 07/31/2007

PIPER JAFFRAY & CO. (SAN FRANCISCO CA)

FL

05/31/2002 - 08/19/2003

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 08/10/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/29/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bennett Finn Monson.
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