Unclaimed
Bennett Dottridge Coleman is an investment advisor representative with Cetera Investment Advisers LLC. Bennett has over 35 years of experience in the financial services industry. Bennett holds FINRA Series 6, 7, 63, 65, and 66 securities licenses. Bennett has previously worked at SWBC Investment Services, LLC, Financial Network Investment Corporation, SWBC Investment Company, BANC One Securities Corporation, Hibernia Investment Securities Inc., GNA Securities, Inc., and American Express Financial Advisors Inc.. Bennett is registered in Alabama, Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Georgia, Indiana, Louisiana, Maryland, Nevada, New Mexico, North Carolina, Oregon, Pennsylvania, Texas, and Virginia. Cetera Investment Advisers LLC provides advisory services to individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/31/2023 - Present
Cetera Investment Advisers LLC (AUSTIN TX)
TX
01/03/2007 - 08/01/2023
SWBC INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
11/01/1995 - 12/31/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (AUSTIN TX)
NA
05/22/1995 - 11/01/1995
SWBC INVESTMENT COMPANY
IL
02/21/1992 - 05/19/1995
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
LA
04/19/1991 - 12/24/1991
HIBERNIA INVESTMENT SECURITIES INC. (NEW ORLEANS LA)
VA
03/22/1989 - 04/23/1991
GNA SECURITIES, INC. (GLEN ALLEN VA)
MN
09/26/1986 - 03/28/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 09/23/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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