Unclaimed
Bennett Craig Degen is a securities professional with over 15 years of experience in the financial services industry. Bennett is currently registered with The Investment Center, Inc. Previously, Bennett was associated with Tangent Capital Partners, LLC, Sunrise Securities Corp., Natixis Securities North America Inc., and Asset Alliance Investment Services Inc. Bennett is a Series 3, 7, 62, and 63 licensed representative, and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/17/2019 - Present
THE Investment Center, Inc. (CEDAR KNOLLS NJ)
NY
08/02/2016 - 01/09/2019
TANGENT CAPITAL PARTNERS, LLC (New York NY)
NJ
04/10/2014 - 11/13/2015
TANGENT CAPITAL PARTNERS, LLC (SHORT HILLS NJ)
NY
02/28/2013 - 03/20/2013
SUNRISE SECURITIES CORP. (NEW YORK NY)
NY
07/25/2003 - 03/12/2009
NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
NY
08/13/2001 - 07/17/2003
ASSET ALLIANCE INVESTMENT SERVICES INC. (NEW YORK NY)
BC
Issued 03/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2013
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/01/2001
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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