Unclaimed
Bennett Christopher Walker is a financial advisor with Janney Montgomery Scott LLC. Bennett Christopher Walker has been in the industry since August 14, 1991 and is registered in 49 states and the District of Columbia. Bennett Christopher Walker is also a registered investment advisor in Tennessee and Texas. Bennett Christopher Walker specializes in portfolio management for individuals and businesses, as well as financial planning, pension consulting, and educational seminars. Previously, Bennett Christopher Walker worked at Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., J.C. Bradford & Co., Josephthal Lyon & Ross Incorporated and F.N. Wolf & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
TN
10/15/2018 - Present
Janney Montgomery Scott LLC (Franklin TN)
TN
05/25/2004 - 08/17/2017
WELLS FARGO CLEARING SERVICES, LLC (BRENTWOOD TN)
NJ
08/14/2000 - 06/16/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/05/1995 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
10/17/1991 - 09/14/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
08/15/1991 - 10/24/1991
F.N. WOLF & CO., INC.
IA
Issued 11/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/18/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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