Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Benn? Claim Your ProfileBenn Smith is a financial advisor with over 20 years of experience in the financial industry. Benn is currently registered with Cuso Financial Services, LP in Pennsylvania and Texas. Previously, Benn was registered with LPL Financial LLC, CETERA INVESTMENT SERVICES LLC and Walnut Street Securities, Inc. Benn has passed the Series 66, Series 7 and Series 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
12/22/2023 - Present
Cuso Financial Services, LP (Whitehall PA)
PA
06/30/2015 - 12/26/2017
LPL FINANCIAL LLC (POTTSTOWN PA)
PA
03/26/2014 - 06/15/2015
CETERA INVESTMENT SERVICES LLC (BETHLEHAM PA)
PA
06/09/2010 - 04/01/2014
LPL FINANCIAL LLC (ALLENTOWN PA)
PA
04/04/2008 - 05/20/2010
WALNUT STREET SECURITIES, INC. (ALLENTOWN PA)
PA
03/10/2006 - 04/23/2008
THE RIDERWOOD GROUP INCORPORATED (HARRISBURG PA)
OH
02/28/2005 - 03/01/2006
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
NY
11/13/2003 - 01/06/2005
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 01/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Benn Smith is the right advisor for you? Invested Better is here to help.
